Filing Details
- Accession Number:
- 0001441816-21-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-02 17:04:20
- Reporting Period:
- 2021-02-26
- Accepted Time:
- 2021-03-02 17:04:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441816 | Mongodb Inc. | MDB | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1767034 | Cedric Pech | C/O Mongodb, Inc. 1633 Broadway, 38Th Floor New York NY 10019 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-02-26 | 14,554 | $0.00 | 55,494 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2021-03-01 | 5,729 | $8.40 | 102,804 | No | 4 | M | Indirect | By KW Investments SRL |
Class A Common Stock | Disposition | 2021-03-01 | 519 | $391.03 | 102,285 | No | 4 | S | Indirect | By KW Investments SRL |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Indirect | By KW Investments SRL |
No | 4 | S | Indirect | By KW Investments SRL |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-03-01 | 5,729 | $0.00 | 5,729 | $8.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,917 | 2027-04-05 | No | 4 | M | Indirect |
Footnotes
- This security represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU award vests in equal quarterly installments over four years measured from April 1, 2021, subject to the Reporting Person's continued service with the Issuer.
- The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.
- Represents the sale of shares of Class A common stock to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the Reporting Person's exercise of options.
- All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining shares shall vest in 4 equal monthly installments beginning on April 1, 2021, subject to the Reporting Person providing continuous service to the Issuer on each such date.