Filing Details

Accession Number:
0001181431-11-024782
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-20 17:34:25
Reporting Period:
2011-04-18
Filing Date:
2011-04-20
Accepted Time:
2011-04-20 17:34:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1172852 Vcg Holding Corp VCGH Services-Amusement & Recreation Services (7900) 841157022
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233690 Michael Ocello 390 Union Blvd.
Suite 540
Lakewood CO 80228
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-11 219,000 $2.25 219,000 No 4 P Direct
Common Stock Disposition 2011-04-18 286,589 $0.00 0 No 4 D Direct
Common Stock Disposition 2011-04-18 158,000 $0.00 0 No 4 D Indirect LTD Investments Group, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 D Direct
No 4 D Indirect LTD Investments Group, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (right to buy) Disposition 2011-04-18 30,000 $0.00 30,000 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-10-12 2012-10-12 No 4 D Direct
Footnotes
  1. Includes 30,000 shares of common stock underlaying options to purchase stock whether or not presently exercisable.
  2. This report relates to the cancellation of issuer securities by the reporting person pursuant to the Agreement and Plan of Merger, dated as of November 9, 2010, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of March 17, 2011, that VCG Holding Corp. entered into with Family Dog LLC, FD Acquisition Co., Mr. Ocello and Mr. Lowrie, providing for the merger of FD Acquisition Co. with and into the issuer ("Merger Agreement").
  3. Cancelled pursuant to the Merger Agreement.
  4. The reporting person is the Owner of LTD Investments Group, LLC. The reporting person disclaims beneficial ownership of these share except to the extent of his pecuniary interest therein.
  5. This option to purchase issuer common stock, which provides for vesting of one-third on 10/12/10, the second one-third vests on 10/12/12 and the last one-third on 10/12/14. In accordance with the Merger Agreement, these shares have been cancelled.