Filing Details
- Accession Number:
- 0001181431-11-024782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-20 17:34:25
- Reporting Period:
- 2011-04-18
- Filing Date:
- 2011-04-20
- Accepted Time:
- 2011-04-20 17:34:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1172852 | Vcg Holding Corp | VCGH | Services-Amusement & Recreation Services (7900) | 841157022 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233690 | Michael Ocello | 390 Union Blvd. Suite 540 Lakewood CO 80228 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-11 | 219,000 | $2.25 | 219,000 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-04-18 | 286,589 | $0.00 | 0 | No | 4 | D | Direct | |
Common Stock | Disposition | 2011-04-18 | 158,000 | $0.00 | 0 | No | 4 | D | Indirect | LTD Investments Group, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | D | Direct | |
No | 4 | D | Indirect | LTD Investments Group, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (right to buy) | Disposition | 2011-04-18 | 30,000 | $0.00 | 30,000 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-10-12 | 2012-10-12 | No | 4 | D | Direct |
Footnotes
- Includes 30,000 shares of common stock underlaying options to purchase stock whether or not presently exercisable.
- This report relates to the cancellation of issuer securities by the reporting person pursuant to the Agreement and Plan of Merger, dated as of November 9, 2010, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of March 17, 2011, that VCG Holding Corp. entered into with Family Dog LLC, FD Acquisition Co., Mr. Ocello and Mr. Lowrie, providing for the merger of FD Acquisition Co. with and into the issuer ("Merger Agreement").
- Cancelled pursuant to the Merger Agreement.
- The reporting person is the Owner of LTD Investments Group, LLC. The reporting person disclaims beneficial ownership of these share except to the extent of his pecuniary interest therein.
- This option to purchase issuer common stock, which provides for vesting of one-third on 10/12/10, the second one-third vests on 10/12/12 and the last one-third on 10/12/14. In accordance with the Merger Agreement, these shares have been cancelled.