Filing Details
- Accession Number:
- 0001437749-21-004700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-02 16:10:59
- Reporting Period:
- 2021-02-28
- Accepted Time:
- 2021-03-02 16:10:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1078271 | Extreme Networks Inc | EXTR | Computer Communications Equipment (3576) | 770430270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179945 | Edward Meyercord | 6480 Via Del Oro San Jose CA 95119 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-28 | 11,589 | $0.00 | 563,590 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-28 | 5,372 | $9.17 | 558,218 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-02-28 | 22,286 | $0.00 | 580,504 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-30 | 10,330 | $9.17 | 570,174 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 25,000 | $2.51 | 595,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-28 | 25,000 | $9.36 | 570,174 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-02-28 | 11,589 | $0.00 | 11,589 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-02-28 | 22,286 | $0.00 | 22,286 | $0.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-03-01 | 25,000 | $0.00 | 25,000 | $2.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,179 | 2019-08-31 | 2021-08-31 | No | 4 | M | Direct |
| 133,715 | 2020-08-31 | 2022-08-31 | No | 4 | M | Direct |
| 25,000 | 2017-02-11 | 2022-05-08 | No | 4 | M | Direct |
Footnotes
- An additional 2,896 shares are included in this total, reflecting non-reportable purchase of 2,896 shares in connection with the Company's Employee Stock Purchase Plan (ESPP).
- Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.22 to $9.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.
- 3. This Performance Option Grant vested monthly over 2 years from the date of Grant and was achieved after the Company's Common Stock closing price exceeded $3.50 for 30 consecutive trading days on December 11, 2017.
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