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Filing Details

Accession Number:: 0001127602-21-008653
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-02 15:32:12
Reporting Period:: 2021-02-26

Accepted Time:: 2021-03-02 15:32:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4962	American Express Co	AXP	Finance Services (6199)	134922250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1326109	J Stephen Squeri	200 Vesey Street, American Express Tower New York NY 10285-5001	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-02-26	21,000	$83.30	52,285	No	4	M	Direct
Common Stock	Acquisiton	2021-02-26	48,635	$77.43	100,920	No	4	M	Direct
Common Stock	Disposition	2021-02-26	68,635	$135.57	32,285	No	4	S	Direct
Common Stock	Disposition	2021-02-26	1,000	$136.03	31,285	No	4	S	Direct
Common Stock	Disposition	2021-02-26	30,000	$136.02	175,877	No	4	J	Indirect	by GRAT
Common Stock	Acquisiton	2021-02-26	30,000	$136.02	61,285	No	4	J	Direct
Common Stock	Disposition	2021-03-01	30,000	$0.00	31,285	No	5	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	J	Indirect	by GRAT
No	4	J	Direct
No	5	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-02-26	21,000	$0.00	21,000	$83.30
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-02-26	48,635	$0.00	48,635	$77.43

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,777	2018-01-26	2025-01-26	No	4	M	Direct
0	2020-01-28	2027-01-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	123	Indirect	401(k) Trust

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.18 to $136.02, inclusive. The reportingperson undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.025 to $136.04, inclusive.
On February 26, 2021, the reporting person withdrew 30,000 shares of Company common stock from a grantor retained annuity trust established for the benefit of himself and his beneficiaries. In exchange for the shares, the reporting person contributed to the trust cash and securities with a value equal to $4,080,600. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owned directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.
The reported disposition represents a bona fide charitable gift made by the reporting person.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.