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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Financial Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1548546	Andrew John Kalbaugh	C/O Lpl Financial Holdings Inc. 4707 Executive Drive San Diego CA 92121	Managing Director	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2021-02-25	3,008	$132.10	23,535	No	4	F	Direct
Common Stock	Acquisiton	2021-02-25	4,914	$0.00	28,449	No	4	A	Direct
Common Stock	Disposition	2021-02-26	926	$130.23	27,523	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	A	Direct
No	4	S	Direct

Footnotes

Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. Vested shares will be issued to the reporting person as soon as practicable after the grant date.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.
Consists of (i) 25,026 shares of Common Stock; (ii) 816 restricted stock units that vest in full on February 25, 2022; and (iii) 1,681 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023.