Filing Details
- Accession Number:
- 0001033905-21-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-01 16:33:39
- Reporting Period:
- 2021-02-25
- Accepted Time:
- 2021-03-01 16:33:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1033905 | Luminex Corp | LMNX | Surgical & Medical Instruments & Apparatus (3841) | 742747608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1690473 | C. Todd Bennett | 12212 Technology Blvd Austin TX 78727 | Svp, Global Sales & Cust Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-25 | 745 | $15.93 | 34,878 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-25 | 8,507 | $16.74 | 43,385 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-25 | 31,285 | $19.13 | 74,670 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-25 | 18,771 | $19.13 | 93,441 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-25 | 43,955 | $18.04 | 137,396 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-25 | 12,848 | $21.98 | 150,244 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-25 | 5,396 | $24.43 | 155,640 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-25 | 40,537 | $33.07 | 115,103 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-25 | 80,970 | $34.55 | 34,197 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2021-02-25 | 745 | $15.93 | 745 | $15.93 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2021-02-25 | 8,507 | $16.74 | 8,507 | $16.74 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2021-02-25 | 31,285 | $19.13 | 31,285 | $19.13 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2021-02-25 | 18,771 | $19.13 | 18,771 | $19.13 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2021-02-25 | 43,955 | $18.04 | 43,955 | $18.04 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2021-02-25 | 12,848 | $21.98 | 12,848 | $21.98 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2021-02-25 | 5,396 | $24.43 | 5,396 | $24.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-11 | 2022-03-11 | No | 4 | M | Direct |
| 0 | 2017-07-16 | 2022-10-01 | No | 4 | M | Direct |
| 0 | 2017-03-22 | 2023-03-22 | No | 4 | M | Direct |
| 0 | 2017-03-22 | 2023-03-22 | No | 4 | M | Direct |
| 14,652 | 2018-03-10 | 2024-03-10 | No | 4 | M | Direct |
| 12,849 | 2019-03-12 | 2025-03-12 | No | 4 | M | Direct |
| 16,191 | 2020-03-12 | 2026-03-12 | No | 4 | M | Direct |
Footnotes
- This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on August 26, 2020. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
- This balance includes a total of 64 shares obtained under the Luminex Corporation Employee Stock Purchase Plan. 34 shares obtained March 29, 2020 and 30 shares obtained November 30, 2020.
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