Filing Details
- Accession Number:
- 0001209191-21-015211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-01 16:19:18
- Reporting Period:
- 2021-02-26
- Accepted Time:
- 2021-03-01 16:19:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1345807 | P Mark Fisher | One Montgomery Street Suite 3700 San Francisco CA 94104 | Senior Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-26 | 11,117 | $0.00 | 50,632 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-26 | 5,840 | $63.01 | 44,792 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-02-26 | 10,000 | $61.40 | 34,792 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | Disposition | 2021-02-26 | 11,117 | $0.00 | 11,117 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,679 | No | 4 | M | Direct |
Footnotes
- Currently exercisable.
- No expiration date for these Units.
Billionaire Hedge Funds
