Filing Details
- Accession Number:
- 0001371285-21-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-26 19:16:17
- Reporting Period:
- 2021-02-24
- Accepted Time:
- 2021-02-26 19:16:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1371285 | Trupanion Inc. | TRUP | Hospital & Medical Service Plans (6324) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1611679 | Darryl Rawlings | C/O Trupanion, Inc. 6100 4Th Avenue South, Suite 200 Seattle WA 98108 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-24 | 70,507 | $1.04 | 453,146 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-24 | 70,507 | $102.28 | 382,639 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-24 | 24,189 | $1.04 | 406,828 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-24 | 24,189 | $96.25 | 382,639 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-24 | 214,362 | $1.04 | 597,001 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-24 | 2,240 | $97.65 | 594,761 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-24 | 621 | $1.04 | 595,382 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-24 | 182 | $97.65 | 595,200 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2021-02-24 | 70,507 | $0.00 | 70,507 | $1.04 |
Common Stock | Stock Option (right to buy) | Disposition | 2021-02-24 | 24,189 | $0.00 | 24,189 | $1.04 |
Common Stock | Stock Option (right to buy) | Disposition | 2021-02-24 | 214,362 | $0.00 | 214,362 | $1.04 |
Common Stock | Stock Option (right to buy) | Disposition | 2021-02-24 | 621 | $0.00 | 621 | $1.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
239,172 | 2021-09-23 | No | 4 | M | Direct | |
214,983 | 2021-09-23 | No | 4 | M | Direct | |
621 | 2021-09-23 | No | 4 | M | Direct | |
0 | 2021-09-23 | No | 4 | M | Direct |
Footnotes
- The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.
- The subsequent sales made are to cover tax obligations associated with the incentive stock option exercises.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.00 to $103.995 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.16 to $100.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.74 to $98.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
- The option vested as to 1/4 of the total shares on September 23, 2012, with an additional 1/48th of the total shares vesting monthly thereafter, subject to continued service through each vesting date.