Filing Details

Accession Number:
0001371285-21-000081
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-26 19:16:17
Reporting Period:
2021-02-24
Accepted Time:
2021-02-26 19:16:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371285 Trupanion Inc. TRUP Hospital & Medical Service Plans (6324) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1611679 Darryl Rawlings C/O Trupanion, Inc.
6100 4Th Avenue South, Suite 200
Seattle WA 98108
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-24 70,507 $1.04 453,146 No 4 M Direct
Common Stock Disposition 2021-02-24 70,507 $102.28 382,639 No 4 S Direct
Common Stock Acquisiton 2021-02-24 24,189 $1.04 406,828 No 4 M Direct
Common Stock Disposition 2021-02-24 24,189 $96.25 382,639 No 4 S Direct
Common Stock Acquisiton 2021-02-24 214,362 $1.04 597,001 No 4 M Direct
Common Stock Disposition 2021-02-24 2,240 $97.65 594,761 No 4 S Direct
Common Stock Acquisiton 2021-02-24 621 $1.04 595,382 No 4 M Direct
Common Stock Disposition 2021-02-24 182 $97.65 595,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-02-24 70,507 $0.00 70,507 $1.04
Common Stock Stock Option (right to buy) Disposition 2021-02-24 24,189 $0.00 24,189 $1.04
Common Stock Stock Option (right to buy) Disposition 2021-02-24 214,362 $0.00 214,362 $1.04
Common Stock Stock Option (right to buy) Disposition 2021-02-24 621 $0.00 621 $1.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
239,172 2021-09-23 No 4 M Direct
214,983 2021-09-23 No 4 M Direct
621 2021-09-23 No 4 M Direct
0 2021-09-23 No 4 M Direct
Footnotes
  1. The reporting person has exercised all outstanding incentive stock options that are expiring in 2021.
  2. The subsequent sales made are to cover tax obligations associated with the incentive stock option exercises.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.00 to $103.995 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.16 to $100.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.74 to $98.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
  6. The option vested as to 1/4 of the total shares on September 23, 2012, with an additional 1/48th of the total shares vesting monthly thereafter, subject to continued service through each vesting date.