Filing Details
- Accession Number:
- 0001001250-21-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-26 18:02:47
- Reporting Period:
- 2021-02-23
- Accepted Time:
- 2021-02-26 18:02:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204538 | E Sara Moss | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Exec. Vp, Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-02-23 | 5,110 | $0.00 | 9,890 | No | 5 | G | Indirect | Through a grantor retained annuity trust. |
| Class A Common Stock | Acquisiton | 2021-02-23 | 5,110 | $0.00 | 40,057 | No | 5 | G | Indirect | Through a revocable trust. |
| Class A Common Stock | Acquisiton | 2021-02-25 | 17,576 | $107.95 | 17,576 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-02-25 | 12,443 | $290.46 | 5,133 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-02-25 | 5,133 | $291.54 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Through a grantor retained annuity trust. |
| No | 5 | G | Indirect | Through a revocable trust. |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (right to buy) | Disposition | 2021-02-25 | 17,576 | $0.00 | 17,576 | $107.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | 2019-01-01 | 2027-09-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 20,000 | Indirect | Through a separate grantor retained annuity trust. |
Footnotes
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,858 shares exercisable from and after January 1, 2019; 9,859 shares exercisable from and after January 1, 2020; and 9,859 shares exercisable from and after January 1, 2021.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $290.06 to $291.00 per share, inclusive.
- Sales prices range from $291.36 to $291.65 per share, inclusive.
- Not applicable.
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