Filing Details
- Accession Number:
- 0001179110-21-002352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-26 17:06:09
- Reporting Period:
- 2021-02-25
- Accepted Time:
- 2021-02-26 17:06:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1697500 | Solaris Oilfield Infrastructure Inc. | SOI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1520378 | A William Zartler | 9811 Katy Freeway Suite 700 Houston TX 77024 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-02-25 | 500,000 | $11.00 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 225,794 | Direct | |
Class B Common Stock | 726,819 | Direct | |
Class B Common Stock | 3,913,496 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Solaris Oilfield Infrastructure, LLC Units | $0.00 | 726,819 | 726,819 | Direct | ||
Class A Common Stock | Solaris Oilfield Infrastructure, LLC Units | $0.00 | 3,913,496 | 3,913,496 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
726,819 | 726,819 | Direct | |
3,913,496 | 3,913,496 | Indirect |
Footnotes
- On February 25, 2021, Solaris Energy Capital, LLC ("Solaris Energy Capital") executed a block trade under Rule 144 of the Securities Act of 1933, as amended, pursuant to which an aggregate of 500,000 shares of the Issuer's Class A common stock were sold in a single transaction exempt from registration under Rule 144 at a price of $11.00 per share.
- Represents shares held by Solaris Energy Capital. The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.
- Includes 116,667 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.
- Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.
- Subject to the terms of the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, Inc. ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017, the units in Solaris LLC (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.