Filing Details
- Accession Number:
- 0001127602-11-013327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-19 21:56:33
- Reporting Period:
- 2011-03-04
- Filing Date:
- 2011-04-19
- Accepted Time:
- 2011-04-19 21:56:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1139812 | Mb Financial Inc | MBFI | Savings Institution, Federally Chartered (6035) | 363132116 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319061 | Larry Kallenbach | C/O Mb Financial, Inc. 6111 N. River Road Rosemont IL 60018 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-04 | 7,500 | $21.40 | 7,500 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 32,366 | Direct | |
| Common Stock | 2,864 | Indirect | By 401(k) |
| Common Stock | 878 | Indirect | By Deferred Comp Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $40.00 | 2011-07-25 | 2017-07-25 | 3,410 | 3,410 | Direct |
| Common Stock | Stock Option (Right to Buy) | $32.89 | 2011-07-25 | 2017-07-25 | 4,172 | 4,172 | Direct |
| Common Stock | Stock Option (Right to Buy) | $29.00 | 2012-06-25 | 2018-06-25 | 12,527 | 12,527 | Direct |
| Common Stock | Stock Option (Right to Buy) | $24.65 | 2012-06-25 | 2018-06-25 | 15,344 | 15,344 | Direct |
| Common Stock | Stock Option (Right to Buy) | $20.00 | 2006-01-17 | 2012-01-17 | 675 | 675 | Direct |
| Common Stock | Stock Option (Right to Buy) | $21.21 | 2006-07-18 | 2012-07-18 | 5,700 | 5,700 | Direct |
| Common Stock | Stock Option (Right to Buy) | $26.89 | 2007-07-23 | 2013-07-23 | 4,950 | 4,950 | Direct |
| Common Stock | Stock Option (Right to Buy) | $36.05 | 2008-07-28 | 2014-07-28 | 2,600 | 2,600 | Direct |
| Common Stock | Stock Option (Right to Buy) | $42.70 | 2009-07-20 | 2015-07-20 | 4,693 | 4,693 | Direct |
| Common Stock | Stock Option (Right to Buy) | $35.77 | 2010-07-26 | 2016-07-26 | 5,255 | 5,255 | Direct |
| Common Stock | Stock Option (Right to Buy) | $40.00 | 2010-07-26 | 2016-07-26 | 3,833 | 3,833 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-07-25 | 3,410 | 3,410 | Direct |
| 2017-07-25 | 4,172 | 4,172 | Direct |
| 2018-06-25 | 12,527 | 12,527 | Direct |
| 2018-06-25 | 15,344 | 15,344 | Direct |
| 2012-01-17 | 675 | 675 | Direct |
| 2012-07-18 | 5,700 | 5,700 | Direct |
| 2013-07-23 | 4,950 | 4,950 | Direct |
| 2014-07-28 | 2,600 | 2,600 | Direct |
| 2015-07-20 | 4,693 | 4,693 | Direct |
| 2016-07-26 | 5,255 | 5,255 | Direct |
| 2016-07-26 | 3,833 | 3,833 | Direct |
Footnotes
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. This option becomes vested on 7/25/2011.
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. This option becomes vested on 06/25/2012.
- Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
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