Filing Details
- Accession Number:
- 0001209191-21-014757
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-26 16:28:51
- Reporting Period:
- 2021-02-24
- Accepted Time:
- 2021-02-26 16:28:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216448 | Patrick Harshman | 2590 Orchard Parkway San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-24 | 116,326 | $6.49 | 1,198,584 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-24 | 106,502 | $8.14 | 1,092,082 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options/right to buy | Disposition | 2021-02-24 | 116,326 | $6.49 | 116,326 | $6.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-15 | 2021-03-14 | No | 4 | M | Direct |
Footnotes
- These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021.
- Payment of exercise price and tax liability for option exercise.
Billionaire Hedge Funds
