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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1421517	Energy Recovery Inc.	ERII	Special Industry Machinery, Nec (3559)	010616867

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1723522	Farshad Ghasripoor	C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-02-23	8,000	$16.00	71,430	No	4	M	Direct
Common Stock	Disposition	2021-02-23	8,000	$16.00	63,430	No	4	S	Direct
Common Stock	Acquisiton	2021-02-23	11,456	$16.00	74,886	No	4	M	Direct
Common Stock	Disposition	2021-02-23	11,456	$16.00	63,430	No	4	S	Direct
Common Stock	Acquisiton	2021-02-23	14,791	$16.00	78,221	No	4	M	Direct
Common Stock	Disposition	2021-02-23	14,791	$16.00	63,430	No	4	S	Direct
Common Stock	Acquisiton	2021-02-24	7,389	$17.00	70,819	No	4	M	Direct
Common Stock	Disposition	2021-02-24	7,389	$17.00	63,430	No	4	S	Direct
Common Stock	Acquisiton	2021-02-24	9,383	$17.00	72,813	No	4	M	Direct
Common Stock	Disposition	2021-02-24	9,383	$17.00	63,430	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-02-23	8,000	$0.00	8,000	$7.50
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-02-23	11,456	$0.00	11,456	$8.52
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-02-23	14,791	$0.00	14,791	$8.52
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-02-24	7,389	$0.00	7,389	$10.19
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-02-24	9,383	$0.00	9,383	$10.19

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
662	2028-02-01	No	4	M	Direct
0	2026-03-08	No	4	M	Direct
0	2026-03-08	No	4	M	Direct
1,119	2027-02-02	No	4	M	Direct
0	2027-02-02	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
This employee stock option was granted on February 1, 2018. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.
This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable.
This employee stock option was granted on February 2, 2017. All of the options are fully vested and exercisable.