Filing Details
- Accession Number:
- 0001288469-21-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-25 21:09:34
- Reporting Period:
- 2021-02-23
- Accepted Time:
- 2021-02-25 21:09:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 141896129 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478340 | Kishore Seendripu | C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008 | Chairman, President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-02-23 | 397 | $36.26 | 400,491 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-23 | 1,003 | $37.57 | 399,488 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-23 | 3,101 | $38.58 | 396,387 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-23 | 4,409 | $39.63 | 391,978 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-24 | 8,077 | $41.65 | 383,901 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-24 | 23,632 | $42.87 | 360,269 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-24 | 8,291 | $43.33 | 351,978 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-25 | 10,116 | $39.39 | 341,862 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-25 | 5,035 | $40.37 | 336,827 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-25 | 5,374 | $41.35 | 331,453 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-25 | 2,300 | $42.35 | 329,153 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-02-25 | 600 | $43.12 | 328,553 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 96,277 | Direct | |
Common Stock | 410,731 | Indirect | See footnote |
Common Stock | 410,731 | Indirect | See footnote |
Common Stock | 500,000 | Indirect | See footnote |
Common Stock | 500,000 | Indirect | See footnote |
Common Stock | 394,891 | Indirect | See footnote |
Common Stock | 394,891 | Indirect | See footnoe |
Common Stock | 396,526 | Indirect | See footnote |
Common Stock | 396,526 | Indirect | See footnote |
Common Stock | 18,920 | Indirect | See footnote |
Footnotes
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
- Represents the weighted average share price of an aggregate total of 397 shares sold in the price range of $35.72 to $36.68 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
- Represents the weighted average share price of an aggregate total of 1,003 shares sold in the price range of $36.86 to $37.79 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 3,101 shares sold in the price range of $38.03 to $39.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 4,409 shares sold in the price range of $39.08 to $39.985 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 8,077 shares sold in the price range of $41.17 to $42.15 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 23,632 shares sold in the price range of $42.19 to $43.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 8,291 shares sold in the price range of $43.20 to $43.92 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 10,116 shares sold in the price range of $38.845 to $39.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 5,035 shares sold in the price range of $39.85 to $40.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 5,374 shares sold in the price range of $40.86 to $41.83 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 2,300 shares sold in the price range of $41.875 to $42.87 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 600 shares sold in the price range of $42.91 to $43.28 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
- Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
- Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.