Filing Details
- Accession Number:
- 0001209191-21-014541
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-25 20:50:17
- Reporting Period:
- 2021-02-23
- Accepted Time:
- 2021-02-25 20:50:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596967 | Moelis & Co | MC | Investment Advice (6282) | 464500216 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604471 | R. Osamu Watanabe | C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022 | General Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-02-23 | 17,212 | $0.00 | 17,343 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-02-23 | 192 | $54.29 | 17,151 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2021-02-24 | 17,020 | $53.08 | 131 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2015 Incentive Restricted Stock Units | Disposition | 2021-02-23 | 4,923 | $0.00 | 4,923 | $0.00 |
| Class A Common Stock | 2016 Incentive Restricted Stock Units | Disposition | 2021-02-23 | 3,375 | $0.00 | 3,375 | $0.00 |
| Class A Common Stock | 2017 Incentive Restricted Stock Units | Disposition | 2021-02-23 | 2,715 | $0.00 | 2,715 | $0.00 |
| Class A Common Stock | 2018 Incentive Restricted Stock Units | Disposition | 2021-02-23 | 2,784 | $0.00 | 2,784 | $0.00 |
| Class A Common Stock | 2019 Incentive Restricted Stock Units | Disposition | 2021-02-23 | 3,415 | $0.00 | 3,415 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 3,375 | No | 4 | M | Direct | ||
| 5,430 | No | 4 | M | Direct | ||
| 8,354 | No | 4 | M | Direct | ||
| 13,661 | No | 4 | M | Direct |
Footnotes
- Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
- The RSUs were settled for Class A Common Stock on February 23, 2021.
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