Filing Details
- Accession Number:
- 0001104659-21-028346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-25 17:21:10
- Reporting Period:
- 2021-02-23
- Accepted Time:
- 2021-02-25 17:21:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015155 | Charles & Colvard Ltd | CTHR | Jewelry, Silverware & Plated Ware (3910) | 561928817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258861 | B Ollin Sykes | 170 Southport Drive Morrisville NC 27560 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-24 | 20,000 | $2.22 | 1,200,002 | No | 4 | P | Indirect | By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 |
| Common Stock | Acquisiton | 2021-02-24 | 5,000 | $2.21 | 105,000 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2021-02-23 | 36,496 | $1.37 | 485,989 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-23 | 20,325 | $1.23 | 506,314 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 |
| No | 4 | P | Indirect | By IRA |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-02-23 | 36,496 | $0.00 | 36,496 | $1.37 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-02-23 | 20,325 | $0.00 | 20,325 | $1.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-05-20 | 2025-05-20 | No | 4 | M | Direct |
| 0 | 2018-11-08 | 2028-05-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 135,000 | Indirect | By SEP IRA |
| Common Stock | 92,323 | Indirect | By ROTH IRA |
| Common Stock | 45,787 | Indirect | By spouse |
Footnotes
- Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 320,000 shares (including the 20,000 shares reported as purchased herein) held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
