Filing Details
- Accession Number:
- 0001209191-21-014199
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-25 12:25:55
- Reporting Period:
- 2021-02-24
- Accepted Time:
- 2021-02-25 12:25:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189242 | C Gregg Sengstack | 1081 Woodward Way Fort Collins CO 80524 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Disposition | 2020-12-07 | 15,000 | $0.00 | 9,000 | No | 5 | G | Direct | |
| Woodward, Inc. Common Stock | Acquisiton | 2020-12-07 | 15,000 | $0.00 | 15,000 | No | 5 | G | Indirect | Dianne Sengstack 2020 Dynasty Trust |
| Woodward, Inc. Common Stock | Acquisiton | 2021-02-24 | 6,700 | $25.57 | 15,700 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2021-02-24 | 3,516 | $122.44 | 12,184 | No | 4 | S | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2021-02-24 | 3,184 | $122.93 | 9,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Dianne Sengstack 2020 Dynasty Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2021-02-24 | 6,700 | $0.00 | 6,700 | $25.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-10-03 | 2021-10-03 | No | 4 | M | Direct |
Footnotes
- Represents shares gifted without consideration from the reporting person's direct ownership to the Dianne Sengstack 2020 Dynasty Trust. The reporting person is the trustee of the Dianne Sengstack 2020 Dynasty Trust and has sole voting and investment power.
- Shares held indirectly in the Dianne Sengstack 2020 Dynasty Trust, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power.
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $121.795 to $122.78 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $122.81 to $123.235 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- Options, which expire October 3, 2021, became exercisable as to 25% of the shares on October 3, 2012 and each one-year anniversary thereafter.
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