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Filing Details

Accession Number:: 0001299130-21-000087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-24 20:50:00
Reporting Period:: 2021-02-22

Accepted Time:: 2021-02-24 20:50:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299130	Pacific Biosciences Of California Inc.	PACB	Laboratory Analytical Instruments (3826)	161590339

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1317102	Michael Hunkapiller	Pacific Biosciences Of California, Inc. 1305 O'Brien Drive Menlo Park CA 94025		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-02-22	45,689	$6.14	894,094	No	4	M	Direct
Common Stock	Acquisiton	2021-02-22	45,890	$5.72	939,984	No	4	M	Direct
Common Stock	Acquisiton	2021-02-22	45,967	$7.87	985,951	No	4	M	Direct
Common Stock	Acquisiton	2021-02-22	45,686	$5.27	1,031,637	No	4	M	Direct
Common Stock	Acquisiton	2021-02-22	45,895	$2.63	1,077,532	No	4	M	Direct
Common Stock	Disposition	2021-02-22	57,260	$37.17	1,020,272	No	4	S	Direct
Common Stock	Disposition	2021-02-22	33,491	$38.08	986,781	No	4	S	Direct
Common Stock	Disposition	2021-02-22	38,360	$39.15	948,421	No	4	S	Direct
Common Stock	Disposition	2021-02-22	57,902	$40.28	890,519	No	4	S	Direct
Common Stock	Disposition	2021-02-22	42,114	$41.06	848,405	No	4	S	Direct
Common Stock	Acquisiton	2021-02-23	86,084	$6.14	934,489	No	4	M	Direct
Common Stock	Acquisiton	2021-02-23	86,065	$5.72	1,020,554	No	4	M	Direct
Common Stock	Acquisiton	2021-02-23	86,022	$7.87	1,106,576	No	4	M	Direct
Common Stock	Acquisiton	2021-02-23	86,047	$5.27	1,192,623	No	4	M	Direct
Common Stock	Acquisiton	2021-02-23	29,103	$2.63	1,221,726	No	4	M	Direct
Common Stock	Disposition	2021-02-23	24,100	$30.90	1,197,626	No	4	S	Direct
Common Stock	Disposition	2021-02-23	28,595	$31.71	1,169,031	No	4	S	Direct
Common Stock	Disposition	2021-02-23	18,259	$32.98	1,150,772	No	4	S	Direct
Common Stock	Disposition	2021-02-23	42,378	$34.22	1,108,394	No	4	S	Direct
Common Stock	Disposition	2021-02-23	113,308	$35.10	995,086	No	4	S	Direct
Common Stock	Disposition	2021-02-23	74,119	$35.99	920,967	No	4	S	Direct
Common Stock	Disposition	2021-02-23	72,562	$36.85	848,405	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2021-02-22	45,689	$0.00	45,689	$6.14
Common Stock	Stock Option (right to buy)	Disposition	2021-02-22	45,890	$0.00	45,890	$5.72
Common Stock	Stock Option (right to buy)	Disposition	2021-02-22	45,967	$0.00	45,967	$7.87
Common Stock	Stock Option (right to buy)	Disposition	2021-02-22	45,686	$0.00	45,686	$5.27
Common Stock	Stock Option (right to buy)	Disposition	2021-02-22	45,895	$0.00	45,895	$2.63
Common Stock	Stock Option (right to buy)	Disposition	2021-02-23	86,084	$0.00	86,084	$6.14
Common Stock	Stock Option (right to buy)	Disposition	2021-02-23	86,065	$0.00	86,065	$5.72
Common Stock	Stock Option (right to buy)	Disposition	2021-02-23	86,022	$0.00	86,022	$7.87
Common Stock	Stock Option (right to buy)	Disposition	2021-02-23	86,047	$0.00	86,047	$5.27
Common Stock	Stock Option (right to buy)	Disposition	2021-02-23	29,103	$0.00	29,103	$2.63

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
121,811	2024-03-17	No	4	M	Direct
354,110	2025-03-16	No	4	M	Direct
354,033	2026-03-15	No	4	M	Direct
354,314	2027-02-15	No	4	M	Direct
54,105	2028-03-15	No	4	M	Direct
35,727	2024-03-17	No	4	M	Direct
268,045	2025-03-16	No	4	M	Direct
268,011	2026-03-15	No	4	M	Direct
268,267	2027-02-15	No	4	M	Direct
25,002	2028-03-15	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2020.
This sale price represents the weighted average sale price of the shares sold ranging from $36.65 to $37.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $37.65 to $38.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $38.67 to $39.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $39.67 to $40.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $40.67 to $41.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $30.37 to $31.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $31.38 to $32.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $32.41 to $33.39 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $33.57 to $34.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $34.57 to $35.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $35.57 to $36.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $36.57 to $37.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The shares subject to the option are fully vested and exercisable.
The shares subject to the option vest in equal monthly installments over a four year period, provided that the Reporting Person continues to serve through each vesting date.