Filing Details
- Accession Number:
- 0001127602-21-007622
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-24 16:28:57
- Reporting Period:
- 2021-02-23
- Accepted Time:
- 2021-02-24 16:28:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535929 | Voya Financial Inc. | VOYA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237581 | D Kevin Silva | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-23 | 28,709 | $0.00 | 55,088 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-23 | 13,757 | $59.26 | 41,331 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-02-23 | 14,952 | $58.97 | 26,379 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2021-02-23 | 9,334 | $0.00 | 9,334 | $0.00 |
Common Stock | Performance Stock Unit | Disposition | 2021-02-23 | 12,917 | $0.00 | 19,375 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,958 | No | 4 | M | Direct | ||
36,520 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance-Based Stock Options | $0.00 | 71,174 | 71,174 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
71,174 | 71,174 | Direct |
Footnotes
- Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
- This transaction was executed in multiple trades at prices ranging from $58.9308 to $59.0750. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
- The options vest based on the conditions set forth in their respective agreements.