Filing Details
- Accession Number:
- 0001127602-21-007564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-24 16:08:34
- Reporting Period:
- 2021-02-22
- Accepted Time:
- 2021-02-24 16:08:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1682852 | Moderna Inc. | MRNA | Biological Products, (No Disgnostic Substances) (2836) | 813467528 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1690927 | Zvi Tal Zaks | C/O Moderna, Inc. 200 Technology Square Cambridge MA 02139 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-22 | 5,000 | $12.21 | 5,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-22 | 263 | $159.32 | 4,737 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 100 | $160.38 | 4,637 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 800 | $162.47 | 3,837 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 1,100 | $163.57 | 2,737 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 300 | $164.60 | 2,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 1,000 | $165.95 | 1,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 700 | $166.82 | 737 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 356 | $168.00 | 381 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 281 | $168.90 | 100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 100 | $169.81 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-22 | 5,000 | $0.00 | 5,000 | $12.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,478 | 2027-02-23 | No | 4 | M | Direct |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.13 to $159.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $161.97 to $162.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.19 to $164.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.26 to $165.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.44 to $166.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.47 to $167.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.72 to $168.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.75 to $169.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- 25% of this option vested and became exercisable on February 22, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.