Filing Details

Accession Number:
0001127602-21-007542
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-24 14:17:12
Reporting Period:
2021-02-23
Accepted Time:
2021-02-24 14:17:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174850 Nicolet Bankshares Inc NCBS National Commercial Banks (6021) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664666 Kuchera Ann Lawson C/O Nicolet National Bank
111 North Washington Street
Green Bay WI 54301
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-23 2,800 $37.18 31,947 No 4 M Direct
Common Stock Disposition 2021-02-23 1,826 $76.14 30,121 No 4 F Direct
Common Stock Acquisiton 2021-02-23 5,000 $48.85 35,121 No 4 M Direct
Common Stock Disposition 2021-02-23 3,781 $76.14 31,340 No 4 F Direct
Common Stock Disposition 2021-02-23 2,193 $76.14 29,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-02-23 2,800 $0.00 2,800 $37.18
Common Stock Stock Option (Right to Buy) Disposition 2021-02-23 5,000 $0.00 5,000 $48.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000 2026-09-20 No 4 M Direct
49,000 2027-05-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 800 Indirect By 401(k) Plan
Footnotes
  1. Includes 11 additional shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on December 9, 2020. The reporting person owns a total of 122 shares in the Employee Stock Purchase Plan as of the date of this report.
  2. The remaining nonqualified options outstanding will become exercisable as of September 20, 2021. The nonqualified options grant of 10,000 shares will vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vests on September 20, 2021.
  3. The nonqualified options are currently exercisable to 27,400 shares. The nonqualified options grant of 54,000 shares will vest in five annual installments of 10,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vests on May 16, 2022.