Filing Details
- Accession Number:
- 0001127602-21-007542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-24 14:17:12
- Reporting Period:
- 2021-02-23
- Accepted Time:
- 2021-02-24 14:17:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1174850 | Nicolet Bankshares Inc | NCBS | National Commercial Banks (6021) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1664666 | Kuchera Ann Lawson | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-23 | 2,800 | $37.18 | 31,947 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-23 | 1,826 | $76.14 | 30,121 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-02-23 | 5,000 | $48.85 | 35,121 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-23 | 3,781 | $76.14 | 31,340 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-02-23 | 2,193 | $76.14 | 29,147 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-23 | 2,800 | $0.00 | 2,800 | $37.18 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-23 | 5,000 | $0.00 | 5,000 | $48.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,000 | 2026-09-20 | No | 4 | M | Direct | |
49,000 | 2027-05-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 800 | Indirect | By 401(k) Plan |
Footnotes
- Includes 11 additional shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on December 9, 2020. The reporting person owns a total of 122 shares in the Employee Stock Purchase Plan as of the date of this report.
- The remaining nonqualified options outstanding will become exercisable as of September 20, 2021. The nonqualified options grant of 10,000 shares will vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vests on September 20, 2021.
- The nonqualified options are currently exercisable to 27,400 shares. The nonqualified options grant of 54,000 shares will vest in five annual installments of 10,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vests on May 16, 2022.