Filing Details
- Accession Number:
- 0001179110-21-002190
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-24 11:59:31
- Reporting Period:
- 2021-02-22
- Accepted Time:
- 2021-02-24 11:59:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1428336 | Healthequity Inc. | HQY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1179972 | G Darcy Mott | C/O Healthequity, Inc. 15 W. Scenic Pointe Dr., Ste. 100 Draper UT 84020 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-22 | 10,000 | $14.00 | 69,884 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-22 | 3,400 | $78.00 | 66,484 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 2,600 | $78.88 | 63,884 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2021-02-22 | 10,000 | $0.00 | 10,000 | $14.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
90,000 | 2024-07-30 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $25.39 | 2025-03-26 | 25,000 | 25,000 | Direct | |
Common Stock | Stock Option (right to buy) | $41.28 | 2027-03-27 | 19,897 | 19,897 | Direct | |
Common Stock | Stock Option (right to buy) | $61.72 | 2028-03-27 | 14,228 | 14,228 | Direct | |
Common Stock | Stock Option (right to buy) | $73.61 | 2029-03-26 | 15,337 | 15,337 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-03-26 | 25,000 | 25,000 | Direct |
2027-03-27 | 19,897 | 19,897 | Direct |
2028-03-27 | 14,228 | 14,228 | Direct |
2029-03-26 | 15,337 | 15,337 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.57 to $78.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.60 to $79.10, inclusive.
- The option is immediately exercisable.
- The option is exercisable as to 14,922 shares. The option vests as to 4,975 shares on March 27, 2021.
- The option is exercisable as to 7,114 shares. The remaining options vest in two equal installments of 3,557 shares on March 27, 2021, and 2022.
- The option is exercisable as to 3,835 shares. The remaining options vest as to 3,834 shares on each of March 27, 2021, 2022 and 2023.