Filing Details

Accession Number:
0001179110-21-002190
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-24 11:59:31
Reporting Period:
2021-02-22
Accepted Time:
2021-02-24 11:59:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428336 Healthequity Inc. HQY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1179972 G Darcy Mott C/O Healthequity, Inc.
15 W. Scenic Pointe Dr., Ste. 100
Draper UT 84020
Executive Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-22 10,000 $14.00 69,884 No 4 M Direct
Common Stock Disposition 2021-02-22 3,400 $78.00 66,484 No 4 S Direct
Common Stock Disposition 2021-02-22 2,600 $78.88 63,884 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-02-22 10,000 $0.00 10,000 $14.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,000 2024-07-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $25.39 2025-03-26 25,000 25,000 Direct
Common Stock Stock Option (right to buy) $41.28 2027-03-27 19,897 19,897 Direct
Common Stock Stock Option (right to buy) $61.72 2028-03-27 14,228 14,228 Direct
Common Stock Stock Option (right to buy) $73.61 2029-03-26 15,337 15,337 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-03-26 25,000 25,000 Direct
2027-03-27 19,897 19,897 Direct
2028-03-27 14,228 14,228 Direct
2029-03-26 15,337 15,337 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.57 to $78.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.60 to $79.10, inclusive.
  4. The option is immediately exercisable.
  5. The option is exercisable as to 14,922 shares. The option vests as to 4,975 shares on March 27, 2021.
  6. The option is exercisable as to 7,114 shares. The remaining options vest in two equal installments of 3,557 shares on March 27, 2021, and 2022.
  7. The option is exercisable as to 3,835 shares. The remaining options vest as to 3,834 shares on each of March 27, 2021, 2022 and 2023.