Filing Details
- Accession Number:
- 0001209191-11-023422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-19 17:09:33
- Reporting Period:
- 2011-04-15
- Filing Date:
- 2011-04-19
- Accepted Time:
- 2011-04-19 17:09:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378140 | Ocean Power Technologies Inc. | OPTT | Electric Services (4911) | 222535818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397131 | W George Taylor | C/O Ocean Power Technologies, Inc. 1590 Reed Road Pennington NJ 08534 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-04-15 | 10,000 | $4.90 | 503,801 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-18 | 15,000 | $4.78 | 488,801 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-19 | 12,000 | $4.76 | 476,801 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 543 | Indirect | See footnote |
Footnotes
- The price in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $4.88 to $4.92 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $4.75 to $4.81 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares held by Princeton Research Associates, Inc. Dr. Taylor is President and a director of Princeton Research Associates. Dr. Taylor disclaims beneficial ownership of the shares held by Princeton Research Associates, Inc. except to the extent of his pecuniary interest therein.
- The price in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $4.75 to $4.78 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Billionaire Hedge Funds
