Filing Details
- Accession Number:
- 0001225208-21-003549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-23 21:36:55
- Reporting Period:
- 2021-02-23
- Accepted Time:
- 2021-02-23 21:36:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204551 | A Michael Mussallem | One Edwards Way Irvine CA 92614 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-23 | 98,550 | $13.98 | 309,770 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-23 | 200 | $85.58 | 309,570 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-23 | 14,426 | $83.98 | 295,144 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-23 | 24,471 | $83.19 | 270,673 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-23 | 29,453 | $85.07 | 241,220 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-23 | 30,000 | $0.00 | 211,220 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2021-02-23 | 30,000 | $0.00 | 2,943,582 | No | 4 | G | Indirect | By Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | By Living Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2021-02-23 | 98,550 | $0.00 | 98,550 | $13.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
262,650 | 2014-06-08 | 2021-05-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 371,735 | Indirect | 401(k) |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.
- This transaction was executed in multiple trades at prices ranging from $85.57 to $85.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $83.55 to $84.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $82.53 to $83.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $84.56 to $85.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Reflects shares represented on the most recent statement of the Issuer's 401(k) Plan Administrator.