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Filing Details

Accession Number:: 0000049071-21-000057
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-23 20:41:25
Reporting Period:: 2021-02-19

Accepted Time:: 2021-02-23 20:41:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185643	D Bruce Broussard	Humana Inc. 500 West Main Street Louisville KY 40202	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2021-02-19	40,972	$0.00	108,361	No	4	M	Direct
Humana Common	Disposition	2021-02-19	15,809	$377.42	92,552	No	4	F	Direct
Humana Common	Disposition	2021-02-23	27,537	$378.14	65,015	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Acquisiton	2021-02-22	30,425	$0.00	30,425	$376.61
Humana Common	Restricted Stock Units	Acquisiton	2021-02-22	7,393	$0.00	7,393	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
30,425		2028-02-22	No	4	A	Direct
7,393			No	4	A	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$268.47	2025-02-19	14,718	14,718	Direct
Humana Common	Options	$307.97	2026-02-25	40,409	40,409	Direct
Humana Common	Options	$350.79	2027-02-24	40,290	40,290	Direct
Humana Common	Restricted Stock Units	$0.00		3,045	3,045	Direct
Humana Common	Restricted Stock Units	$0.00		5,346	5,346	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-02-19	14,718	14,718	Direct
2026-02-25	40,409	40,409	Direct
2027-02-24	40,290	40,290	Direct
	3,045	3,045	Direct
	5,346	5,346	Direct

Footnotes

Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Includes Performance Stock Units that vested 2/19/21.
Price reported is weighted avg sales price.