Filing Details
- Accession Number:
- 0001312109-21-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-23 18:50:38
- Reporting Period:
- 2021-02-22
- Accepted Time:
- 2021-02-23 18:50:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1312109 | Silvergate Capital Corp | SI | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1473236 | A. Scott Reed | 4250 Executive Square Suite 300 La Jolla CA 92037 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-02-22 | 5,000 | $165.00 | 995,000 | No | 4 | S | Indirect | By BankCap Partners Opportunity Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By BankCap Partners Opportunity Fund, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,500 | Direct | |
Class A Common Stock | 550 | Indirect | By son Alexander |
Class A Common Stock | 550 | Indirect | By son Mitchell |
Class A Common Stock | 550 | Indirect | By son Shane |
Class A Common Stock | 550 | Indirect | By son Justin |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | $0.00 | 2,056 | 2,056 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,056 | 2,056 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.