Filing Details

Accession Number:
0001209191-11-023395
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-19 16:45:48
Reporting Period:
2011-04-15
Filing Date:
2011-04-19
Accepted Time:
2011-04-19 16:45:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344019 Alan Marten C/O: Smart Modular Technologies
39870 Eureka Dr.
Newark CA 94560
Svp/Gm - Memory Business Unit No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-15 4,000 $0.17 309,386 No 4 M Direct
Common Stock Disposition 2011-04-15 4,000 $8.08 305,386 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-15 4,000 $0.00 4,000 $0.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
66,880 2014-06-16 No 4 M Direct
Footnotes
  1. Also referred to as ordinary shares.
  2. The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 30, 2010.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.000 to $8.180, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range.
  4. The option is fully vested.