Filing Details
- Accession Number:
- 0001209191-21-013352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-23 18:04:48
- Reporting Period:
- 2021-02-19
- Accepted Time:
- 2021-02-23 18:04:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399157 | Nimrod Ben-Natan | 2590 Orchard Parkway San Jose CA 95131 | Svp & Gm, Cable Access | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-19 | 40,480 | $6.49 | 476,880 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-19 | 40,480 | $7.93 | 436,400 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-22 | 59,520 | $6.49 | 495,920 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-22 | 59,520 | $7.97 | 436,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options/Right to buy | Disposition | 2021-02-19 | 40,480 | $6.49 | 40,480 | $6.49 |
Common Stock | Stock Options/Right to buy | Disposition | 2021-02-22 | 59,520 | $6.49 | 59,520 | $6.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
59,520 | 2015-02-15 | 2021-03-14 | No | 4 | M | Direct |
0 | 2015-02-15 | 2021-03-14 | No | 4 | M | Direct |
Footnotes
- These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021.