Filing Details
- Accession Number:
- 0001127602-21-007380
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-23 17:46:27
- Reporting Period:
- 2021-02-23
- Accepted Time:
- 2021-02-23 17:46:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757634 | M Abigail Wendel | 1010 Grand Blvd. Kansas City MO 64106 | President - Consumer Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-23 | 663 | $45.58 | 7,156 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-23 | 2,000 | $47.68 | 9,156 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-23 | 663 | $83.61 | 8,493 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-23 | 1,000 | $84.00 | 7,493 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-23 | 423 | $84.50 | 7,070 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-23 | 77 | $84.54 | 6,993 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-23 | 500 | $85.00 | 6,493 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-23 | 663 | $0.00 | 663 | $45.58 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-23 | 2,000 | $0.00 | 2,000 | $47.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-12 | 2023-01-01 | No | 4 | M | Direct |
| 487 | 2019-02-05 | 2026-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 227 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
Billionaire Hedge Funds
