Home > Insider Trading > Filing (0001127602-21-007359)

Filing Details

Accession Number:: 0001127602-21-007359
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-23 16:56:34
Reporting Period:: 2021-02-19

Accepted Time:: 2021-02-23 16:56:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91440	Snap-On Inc	SNA	Cutlery, Handtools & General Hardware (3420)	390622040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700758	K Richard Strege	Snap-On Incorporated 2801 80Th Street Kenosha WI 53143	Vice President & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-02-19	1,534	$144.69	3,604	No	4	M	Direct
Common Stock	Disposition	2021-02-19	1,534	$195.00	2,070	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2021-02-19	1,534	$0.00	1,534	$144.69

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,533		2025-02-12	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$168.70		2027-02-09	5,000	5,000	Direct
Common Stock	Stock Option (Right to Buy)	$161.18		2028-02-15	4,774	4,774	Direct
Common Stock	Stock Option (Right to Buy)	$155.92	2020-02-14	2029-02-14	5,000	5,000	Direct
Common Stock	Stock Option (Right to Buy)	$155.34	2021-02-13	2030-02-13	5,300	5,300	Direct
Common Stock	Stock Option (Right to Buy)	$189.89	2022-02-11	2031-02-11	3,628	3,628	Direct
Common Stock	Restricted Stock Units	$0.00	2024-02-11	2024-02-11	566	566	Direct
Common Stock	Performance Units	$0.00			672	672	Direct
Common Stock	Performance Units	$0.00			668	668	Direct
Common Stock	Performance Units	$0.00			1,131	1,131	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-02-09	5,000	5,000	Direct
2028-02-15	4,774	4,774	Direct
2029-02-14	5,000	5,000	Direct
2030-02-13	5,300	5,300	Direct
2031-02-11	3,628	3,628	Direct
2024-02-11	566	566	Direct
	672	672	Direct
	668	668	Direct
	1,131	1,131	Direct

Footnotes

The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.
This transaction was executed in multiple trades at prices ranging from $195.00 to $195.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon requested to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Option fully vested.
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
1 for 1.
The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.