Filing Details
- Accession Number:
- 0001179110-21-002111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-23 16:16:16
- Reporting Period:
- 2021-02-22
- Accepted Time:
- 2021-02-23 16:16:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466538 | Cowen Inc. | COWN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275922 | M Jeffrey Solomon | Cowen Inc. 599 Lexington Avenue New York NY 10022 | Chair And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-02-22 | 65,000 | $37.19 | 922,468 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The shares of common stock were sold pursuant to a 10b5-1 trading plan that was established in connection with Mr. Solomon's long-term tax planning strategy. The 10b5-1 trading plan has been terminated as all shares of common stock subject to the plan have been sold.
- The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $35.77 to $37.98. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
