Filing Details
- Accession Number:
- 0001208109-21-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-23 16:08:18
- Reporting Period:
- 2021-02-19
- Accepted Time:
- 2021-02-23 16:08:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1101302 | Entegris Inc | ENTG | Plastics Products, Nec (3089) | 411941551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208109 | B Gregory Graves | C/O Entegris, Inc. 129 Concord Road Billerica MA 01821 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-19 | 8,841 | $0.00 | 55,861 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-02-19 | 4,032 | $105.57 | 51,829 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-02-19 | 5,568 | $105.57 | 46,261 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-02-19 | 12,987 | $21.60 | 59,248 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-19 | 7,103 | $104.26 | 52,145 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-19 | 5,684 | $105.19 | 46,461 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-19 | 200 | $105.58 | 46,261 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-19 | 20,410 | $31.10 | 66,671 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-19 | 9,737 | $104.22 | 56,934 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-19 | 9,477 | $105.06 | 47,457 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-19 | 1,196 | $105.54 | 46,261 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-19 | 10,123 | $33.33 | 56,384 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-19 | 6,000 | $104.28 | 50,384 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-19 | 4,123 | $105.27 | 46,261 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-22 | 7,608 | $103.47 | 38,653 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-02-19 | 12,987 | $0.00 | 12,987 | $21.60 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-02-19 | 20,410 | $0.00 | 20,410 | $31.10 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-02-19 | 10,123 | $0.00 | 10,123 | $33.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-02-19 | No | 4 | M | Direct | |
20,410 | 2025-02-19 | No | 4 | M | Direct | |
30,369 | 2026-02-19 | No | 4 | M | Direct |
Footnotes
- Awarded in connection with the settlement of performance share units for the 2018-2020 performance cycle.
- Awarded pursuant to the Entegris, Inc. 2020 Stock Plan in consideration of services as an employee.
- Shares automatically withheld upon settlement of performance share units to satisfy tax withholding obligations.
- Shares automatically withheld upon settlement of restricted stock units to satisfy tax withholding obligations.
- These shares were sold pursuant to a Rule 10b-5 Trading Plan established by the Reporting Person on March 12, 2020.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $103.55 to $104.54, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $104.55 to $105.54, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $105.56 to $105.60, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $103.51 to $104.50, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $104.51 to $105.50, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $105.51 to $105.59, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $103.62 to $104.60, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $104.65 to $105.57, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- This option is fully vested.
- Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
- This option vests in four equal installments. The first three installments became exercisable on February 19, 2019, February 19, 2020, and February 19, 2021, respectively. The final installment will become exercisable on February 19, 2022.
- This option vests in four equal installments. The first two installments became exercisable on February 19, 2020 and February 19, 2021. The remaining installments will become exercisable on February 19, 2022 and February 19, 2023.