Home > Insider Trading > Filing (0001437749-21-003773)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1035976	Fncb Bancorp Inc.	FNCB	National Commercial Banks (6021)	232900790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718381	D Vithalbhai Dhaduk	C/O Fncb Bank 102 E. Drinker St. Dunmore PA 18512		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-05-13	5,880	$5.50	69,286	No	4	P	Indirect	By Spouse
Common Stock	Acquisiton	2020-05-13	786	$5.40	63,406	No	4	P	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spouse
No	4	P	Indirect	By Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	44,851	Direct

Footnotes

This amended Form 4 (this "Report") amends the initial Form 4 filed with the Securities and Exchange Commission on May 15, 2020 (the "Initial Report") to revise footnote 1 to the Initial Report. Such footnote inadvertently referred to an incorrect amount for the reporting person's profits realized in connection with the reported short-swing transactions. See footnote (2) for further details.
The reporting person's purchase of the issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 6,666 shares, with the reporting person's sale of 5,000 shares of the issuer's common stock at a price of $6.82 per share on February 28, 2020 and 1,666 shares of the issuer's common stock at a price of $6.71 per share on February 28, 2020. The reporting person has agreed to pay to the issuer, upon settlement of the purchase, $8,694.46 (of which $3,211.62 has already been previously paid), representing the full amount of the profit realized in connection with the short-swing transaction plus interest of 3.25% per annum on such previously unpaid amounts, less transaction costs.
Dr. Dhaduk owns 1,995.2520 shares individually which includes 15.9570 shares acquired in March 2020 pursuant to the Issuer's Dividend Reinvestment and Stock Purchase Plan ("DRP"); and 42,856 shares jointly with his spouse.