Filing Details
- Accession Number:
- 0001179110-21-002071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-22 19:24:02
- Reporting Period:
- 2021-01-15
- Accepted Time:
- 2021-02-22 19:24:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1362190 | Audioeye Inc | AEYE | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1658843 | David Moradi | 119 Washington Ave. Suite 403 Miami Beach FL 33139 | See Remarks | Yes | Yes | Yes | No |
| 1751296 | Sero Capital Llc | 119 Washington Ave. Suite 403 Miami Beach FL 33139 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-01-15 | 15,651 | $23.86 | 334,935 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-02-18 | 4,000 | $6.25 | 338,935 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2021-02-18 | 600 | $41.65 | 338,335 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Disposition | 2021-02-18 | 4,000 | $0.00 | 4,000 | $6.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-04-19 | 2021-04-19 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,731,265 | Indirect | Through Sero Capital LLC |
Footnotes
- Number of Shares withheld to cover withholding taxes associated with with the vesting of 55,000 shares of common stock subject to a performance share award previously granted to David Moradi.
- Securities of the Issuer held directly by David Moradi.
- On February 18, 2021, the reporting person exercised a warrant to purchase 4,000 shares of AudioeEye, Inc. common stock for $6.25 a share. The reporting person paid the exercise priceon a cashless basis, resulting in AudioeEye, Inc.'s withholding of 600 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,400 shares.
- Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
- Pursuant to Instruction 4(c)(iii), this column is left blank.
Billionaire Hedge Funds
