Filing Details
- Accession Number:
- 0001225208-11-011961
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-19 16:02:04
- Reporting Period:
- 2011-04-18
- Filing Date:
- 2011-04-19
- Accepted Time:
- 2011-04-19 16:02:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388961 | S John Clendening | 211 Main Street San Francisco CA 94105 | Evp-Shared Strategic Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-18 | 10,000 | $14.59 | 35,295 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2011-04-18 | 10,000 | $17.90 | 25,295 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2011-04-18 | 10,000 | $0.00 | 10,000 | $14.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
121,112 | 2005-09-07 | 2012-09-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,212 | Direct |