Filing Details

Accession Number:
0001225208-21-003314
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-22 16:51:59
Reporting Period:
2021-02-18
Accepted Time:
2021-02-22 16:51:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182775 A Thomas James 880 Carillon Parkway
St. Petersburg FL 33716
Chairman Emeritus Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-18 27,608 $116.58 635,146 No 4 S Indirect By Robert A. James Trust
Common Stock Disposition 2021-02-19 192,392 $116.62 442,754 No 4 S Indirect By Robert A. James Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Robert A. James Trust
No 4 S Indirect By Robert A. James Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 900 Indirect By Harbus Investors, Inc.
Common Stock 33,750 Indirect By James Ventures, Inc.
Common Stock 1,000,000 Indirect By TA James Ventures Partnership
Common Stock 11,726,874 Indirect By Thomas A. James Family Rev Trust
Common Stock 426 Indirect ESOP
Common Stock 108,087 Indirect Spouse
Footnotes
  1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price. The range of prices for such transaction was $116.55 to $116.92.
  3. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  4. Reflects the weighted average sale price. The range of prices for such transaction was $116.55 to $117.18.
  5. Includes shares of common stock held in the reporting person's Employee Stock Ownership Plan (ESOP) account through February 18, 2021.