Filing Details
- Accession Number:
- 0001437749-21-003524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-19 21:36:41
- Reporting Period:
- 2021-02-17
- Accepted Time:
- 2021-02-19 21:36:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499422 | Rbb Bancorp | RBB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185981 | I Chuang Lin | 1055 Wilshire Blvd Suite 1200 Los Angeles CA 90017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2021-02-17 | 10,763 | $11.15 | 35,289 | No | 4 | M | Direct | |
Common Stock, No Par Value | Disposition | 2021-02-18 | 10,763 | $18.68 | 24,526 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2021-02-17 | 10,763 | $11.15 | 10,763 | $11.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-05-15 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | $13.21 | 2024-05-21 | 10,250 | 10,250 | Direct | |
Common Stock | Option (right to buy) | $17.08 | 2025-05-20 | 10,000 | 10,000 | Direct | |
Common Stock | Option (right to buy) | $18.25 | 2026-05-17 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-05-21 | 10,250 | 10,250 | Direct |
2025-05-20 | 10,000 | 10,000 | Direct |
2026-05-17 | 10,000 | 10,000 | Direct |
Footnotes
- Exercise of reporting person's stock options that would otherwise expire 05/15/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
- Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.52 to $18.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.