Filing Details
- Accession Number:
- 0000927089-11-000098
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-04-19 14:54:17
- Reporting Period:
- 2010-02-16
- Filing Date:
- 2011-04-19
- Accepted Time:
- 2011-04-19 14:54:17
- Original Submission Date:
- 2010-02-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410087 | Sound Financial Inc. | SNFL | Savings Institution, Federally Chartered (6035) | 260776123 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1410548 | L Milton Mcmullen | C/O Sound Financial Inc 2005 Fifth Avenue 2Nd Floor Seattle WA 98121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-16 | 2,005 | $4.00 | 9,505 | No | 4 | P | Indirect | By family trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By family trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,476 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $7.35 | 2019-01-27 | 1,857 | 1,857 | Direct | |
Common Stock | Stock Option (Right to Buy) | $8.50 | 2019-01-27 | 1,857 | 1,857 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-27 | 1,857 | 1,857 | Direct |
2019-01-27 | 1,857 | 1,857 | Direct |
Footnotes
- The options vest in 5 equal annual installments beginning on January 27, 2010.