Filing Details
- Accession Number:
- 0000899243-21-007444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-19 18:59:59
- Reporting Period:
- 2021-02-17
- Accepted Time:
- 2021-02-19 18:59:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1656536 | Decibel Therapeutics Inc. | DBTX | Pharmaceutical Preparations (2834) | 464198709 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1842129 | Matthew Foy | C/O Decibel Therapeutics, Inc. 1325 Boylston Street, Suite 500 Boston MA 02215 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-17 | 458,487 | $0.00 | 458,487 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-17 | 247,324 | $0.00 | 705,811 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-17 | 327,852 | $0.00 | 1,033,663 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-17 | 150,000 | $18.00 | 1,183,663 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2021-02-17 | 7,119,852 | $0.00 | 458,487 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2021-02-17 | 3,125,000 | $0.00 | 247,324 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2021-02-17 | 1,737,619 | $0.00 | 327,852 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- On February 17, 2021, the Series A Preferred Stock automatically converted into Common Stock on a 15.529-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- On February 17, 2021, the Series C Preferred Stock automatically converted into Common Stock on a 12.6352-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- On February 17, 2021, the Series D Preferred Stock automatically converted into Common Stock on a 5.3-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- Held of record by GSK Equity Investments, Limited ("GSK"), an indirect, wholly owned subsidiary of GlaxoSmithKline plc. SR One Capital Management, LP ("S.R. One") is the investment advisor for GSK. Mr. Foy is a partner at S.R. One. Mr. Foy disclaims beneficial ownership of all the shares reported herein and this report shall not be deemed an admission of beneficial ownership of such shares for the purposes of Section 16 or for any other purpose except to the extent of his proportionate pecuniary interest therein.