Filing Details
- Accession Number:
- 0001209191-21-012522
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-19 18:21:13
- Reporting Period:
- 2021-02-17
- Accepted Time:
- 2021-02-19 18:21:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1584751 | Talis Biomedical Corp | TLIS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1333482 | J Kimberly Popovits | C/O Talis Biomedical Corporation 230 Constitution Drive Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-17 | 22,041 | $0.00 | 25,776 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-02-17 | 209,790 | $0.00 | 209,790 | No | 4 | C | Indirect | By spouse |
Common Stock | Acquisiton | 2021-02-17 | 5,300 | $16.00 | 215,090 | No | 4 | P | Indirect | By spouse |
Common Stock | Acquisiton | 2021-02-17 | 92,057 | $0.00 | 92,057 | No | 4 | C | Indirect | By MSL FBO Kimberly J. Popovits Patrick J. Popovits TTEE U/A/D 05- 17-2010 FBO Popovits 2010 Trust |
Common Stock | Acquisiton | 2021-02-17 | 89,968 | $0.00 | 182,025 | No | 4 | C | Indirect | By MSL FBO Kimberly J. Popovits Patrick J. Popovits TTEE U/A/D 05- 17-2010 FBO Popovits 2010 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | By spouse |
No | 4 | P | Indirect | By spouse |
No | 4 | C | Indirect | By MSL FBO Kimberly J. Popovits Patrick J. Popovits TTEE U/A/D 05- 17-2010 FBO Popovits 2010 Trust |
No | 4 | C | Indirect | By MSL FBO Kimberly J. Popovits Patrick J. Popovits TTEE U/A/D 05- 17-2010 FBO Popovits 2010 Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C-1 Preferred Stock | Disposition | 2021-02-17 | 31,519 | $0.00 | 22,041 | $0.00 |
Common Stock | Series E-1 Preferred Stock | Disposition | 2021-02-17 | 300,000 | $0.00 | 209,790 | $0.00 |
Common Stock | Series E-1 Preferred Stock | Disposition | 2021-02-17 | 131,642 | $0.00 | 92,057 | $0.00 |
Common Stock | Series F-1 Preferred Stock | Disposition | 2021-02-17 | 128,655 | $0.00 | 89,968 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series C-1 Preferred Stock automatically converts on a 1-for-1.43 basis into Common Stock at any time at the holder's election and has no expiration date. At the closing of the Issuer's initial public offering, each share of Series C-1 Preferred stock converted into shares of Common Stock, for no additional consideration, at a rate of one share of Common Stock for each 1.43 shares of Series C-1 Preferred Stock.
- Each share of Series E-1 Preferred Stock automatically converts on a 1-for-1.43 basis into Common Stock at any time at the holder's election and has no expiration date. At the closing of the Issuer's initial public offering, each share of Series E-1 Preferred stock converted into shares of Common Stock, for no additional consideration, at a rate of one share of Common Stock for each 1.43 shares of Series E-1 Preferred Stock.
- Ms. Popovits and her spouse are trustees of the MSL FBO Kimberly J. Popovits Patrick J. Popovits TTEE U/A/D 05-17-2010 FBO Popovits 2010Trust and share voting and dispositive power.
- Each share of Series F-1 Preferred Stock automatically converts on a 1-for-1.43 basis into Common Stock at any time at the holder's election and has no expiration date. At the closing of the Issuer's initial public offering, each share of Series F-1 Preferred stock converted into shares of Common Stock, for no additional consideration, at a rate of one share of Common Stock for each 1.43 shares of Series F-1 Preferred Stock.