Filing Details

Accession Number:
0001437749-21-003391
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-19 14:38:21
Reporting Period:
2021-02-17
Accepted Time:
2021-02-19 14:38:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1624322 Business First Bancshares Inc. BFST State Commercial Banks (6022) 205340628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1734772 Alicia Robertson C/O Business First Bancshares, Inc.
500 Laurel Street, Suite 101
Baton Rouge LA 70801
Evp - B1Bank No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-17 6,000 $15.00 15,317 No 4 M Direct
Common Stock Acquisiton 2021-02-17 6,000 $17.11 21,317 No 4 M Direct
Common Stock Disposition 2021-02-17 8,630 $21.89 12,687 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Acquisiton 2021-02-17 6,000 $0.00 6,000 $15.00
Common Stock Stock Options (Right to Buy) Acquisiton 2021-02-17 6,000 $0.00 6,000 $17.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-10-27 No 4 M Direct
0 2024-07-31 No 4 M Direct
Footnotes
  1. Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022, and (c) 4,416 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on each of 3/31/2021 and 3/31/2022 and the remaining 1,501 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.
  2. This transaction was executed in multiple trades at prices ranging from $21.86 to $22.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The Stock Options (Right to Buy) vested in four equal installments beginning on the grant date, October 27, 2011, and ending on October 27, 2014.
  4. The Stock Options (Right to Buy) vested in three equal installments beginning on the first anniversary of the grant date, July 31, 2014, and ending on July 31, 2017.