Filing Details
- Accession Number:
- 0001437749-21-003391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-19 14:38:21
- Reporting Period:
- 2021-02-17
- Accepted Time:
- 2021-02-19 14:38:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1624322 | Business First Bancshares Inc. | BFST | State Commercial Banks (6022) | 205340628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1734772 | Alicia Robertson | C/O Business First Bancshares, Inc. 500 Laurel Street, Suite 101 Baton Rouge LA 70801 | Evp - B1Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-17 | 6,000 | $15.00 | 15,317 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-02-17 | 6,000 | $17.11 | 21,317 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-17 | 8,630 | $21.89 | 12,687 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2021-02-17 | 6,000 | $0.00 | 6,000 | $15.00 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2021-02-17 | 6,000 | $0.00 | 6,000 | $17.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-10-27 | No | 4 | M | Direct | |
0 | 2024-07-31 | No | 4 | M | Direct |
Footnotes
- Includes (a) 231 shares of unvested restricted stock granted on 03/31/2019, all of which will vest on 3/31/2021, (b) 2,130 shares of unvested restricted stock granted on 2/1/2020, which will vest in two equal installments on 3/31/2021 and 3/31/2022, and (c) 4,416 shares of unvested restricted stock granted on 2/1/2021, 1,457 shares of which will vest on each of 3/31/2021 and 3/31/2022 and the remaining 1,501 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.
- This transaction was executed in multiple trades at prices ranging from $21.86 to $22.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The Stock Options (Right to Buy) vested in four equal installments beginning on the grant date, October 27, 2011, and ending on October 27, 2014.
- The Stock Options (Right to Buy) vested in three equal installments beginning on the first anniversary of the grant date, July 31, 2014, and ending on July 31, 2017.