Filing Details
- Accession Number:
- 0001209191-21-012243
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-19 06:01:06
- Reporting Period:
- 2021-02-16
- Accepted Time:
- 2021-02-19 06:01:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1739936 | Svmk Inc. | SVMK | Services-Computer Programming, Data Processing, Etc. (7370) | 800765058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1756365 | Deborah Clifford | C/O Svmk Inc. One Curiosity Way San Mateo CA 94403 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-16 | 64,823 | $0.00 | 275,708 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-02-17 | 7,316 | $21.17 | 268,392 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-18 | 2,297 | $21.25 | 266,095 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-18 | 2,691 | $22.06 | 263,404 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Acquisiton | 2021-02-16 | 129,646 | $0.00 | 129,646 | $21.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 129,646 | 2031-02-16 | No | 4 | A | Direct |
Footnotes
- Grant of Restricted Stock Awards ("RSAs") 1/12th of the total number of RSAs will vest on 5/15/2021 and 1/12th of the total number of RSAs will vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions.
- These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
- Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
- This transaction was executed in multiple trades at prices ranging from $20.66 to $21.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $21.70 to $22.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Grant of Stock Options ("NSOs"). 1/12th of the total number of NSOs will vest on 05/15/2021 and 1/12th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.
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