Filing Details
- Accession Number:
- 0001225208-21-003086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-18 20:40:47
- Reporting Period:
- 2021-02-16
- Accepted Time:
- 2021-02-18 20:40:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 800640649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569355 | A Michael Hardesty | 2980 Fairview Park Drive Falls Church VA 22042 | Corp Vp, Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-16 | 2,080 | $0.00 | 6,476 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-16 | 632 | $0.00 | 7,108 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-16 | 191 | $0.00 | 6,917 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-02-16 | 638 | $0.00 | 6,279 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-02-16 | 1,016 | $296.87 | 5,263 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Performance Stock Rights | Acquisiton | 2021-02-16 | 2,291 | $0.00 | 2,291 | $0.00 |
| Common Stock | Restricted Performance Stock Rights | Disposition | 2021-02-16 | 2,080 | $0.00 | 2,080 | $0.00 |
| Common Stock | Restricted Stock Rights | Acquisiton | 2021-02-16 | 766 | $0.00 | 766 | $0.00 |
| Common Stock | Restricted Stock Rights | Disposition | 2021-02-16 | 632 | $0.00 | 632 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,940 | No | 4 | A | Direct | ||
| 4,860 | No | 4 | M | Direct | ||
| 2,758 | No | 4 | A | Direct | ||
| 2,126 | No | 4 | M | Direct |
Footnotes
- Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
- Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.
- Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
- Shares issued upon vesting of Restricted Stock Rights (RSRs) granted under the LTISP on 2/13/18 that vested on 2/16/21.
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