Filing Details

Accession Number:
0000899243-21-007220
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-18 20:22:56
Reporting Period:
2021-02-16
Accepted Time:
2021-02-18 20:22:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
40211 Gatx Corp GATX Transportation Services (4700) 361124040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1020076 A Brian Kenney 233 S. Wacker Dr.
Chicago IL 60606
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-16 7,633 $39.19 185,522 No 4 M Direct
Common Stock Disposition 2021-02-16 7,633 $99.20 177,889 No 4 S Direct
Common Stock Acquisiton 2021-02-17 29,400 $39.19 207,289 No 4 M Direct
Common Stock Disposition 2021-02-17 28,200 $96.71 179,089 No 4 S Direct
Common Stock Disposition 2021-02-17 1,200 $97.10 177,889 No 4 S Direct
Common Stock Acquisiton 2021-02-18 55,000 $39.19 232,889 No 4 M Direct
Common Stock Disposition 2021-02-18 46,000 $96.11 186,889 No 4 S Direct
Common Stock Disposition 2021-02-18 9,000 $96.63 177,889 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2016 NQ Stock Option (Right to Buy) Disposition 2021-02-16 7,633 $0.00 7,633 $39.19
Common Stock 2016 NQ Stock Option (Right to Buy) Disposition 2021-02-17 29,400 $0.00 29,400 $39.19
Common Stock 2016 NQ Stock Option (Right to Buy) Disposition 2021-02-18 55,000 $0.00 55,000 $39.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
101,467 2017-01-28 2023-01-28 No 4 M Direct
72,067 2017-01-28 2023-01-28 No 4 M Direct
17,067 2017-01-28 2023-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 401(K) 10,511 Indirect 401(k) Plan
Footnotes
  1. GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.
  2. Represents the weighted average sale price. The highest price at which shares were sold was $99.7100 and the lowest price at which shares were sold was $99.0000.
  3. Represents the weighted average sale price. The highest price at which shares were sold was $97.0300 and the lowest price at which shares were sold was $96.0400.
  4. Represents the weighted average sale price. The highest price at which shares were sold was $97.1500 and the lowest price at which shares were sold was $97.0400.
  5. Represents the weighted average sale price. The highest price at which shares were sold was $96.4903 and the lowest price at which shares were sold was $95.5000.
  6. Represents the weighted average sale price. The highest price at which shares were sold was $96.8400 and the lowest price at which shares were sold was $96.5000.