Filing Details

Accession Number:
0001271163-11-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-19 11:26:50
Reporting Period:
2011-04-15
Filing Date:
2011-04-19
Accepted Time:
2011-04-19 11:26:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378701 Gdl Fund GDL.B () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185528 N Bruce Alpert C/O Gamco Investors, Inc.
One Corporate Center
Rye NY 16580
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Preferred Shares Acquisiton 2011-04-15 2,604 $50.00 2,604 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The reporting person acquired 2,325 preferred shares through the exercise of preferred share purchase rights and an additional 279 preferred shares through a pro-rata oversubscription allocation.