Filing Details
- Accession Number:
- 0001209191-21-012166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-18 19:31:44
- Reporting Period:
- 2021-02-15
- Accepted Time:
- 2021-02-18 19:31:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1780654 | Christopher White | 4353 North First Street San Jose CA 95134 | Evp Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-02-15 | 11,025 | $0.00 | 252,473 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-02-16 | 4,005 | $39.36 | 248,468 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-02-17 | 1,125 | $35.42 | 247,343 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Stock Units | Disposition | 2021-02-15 | 11,025 | $0.00 | 11,025 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,050 | 2031-02-10 | No | 4 | M | Direct |
Footnotes
- Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- Sale of shares to cover tax withholding obligation incurred upon settlement of the Performance Stock Units (the "PSUs") that vested on February 15, 2021.
- The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.