Filing Details
- Accession Number:
- 0001209191-21-012051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-18 18:10:34
- Reporting Period:
- 2021-02-11
- Accepted Time:
- 2021-02-18 18:10:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1047127 | Amkor Technology Inc. | AMKR | Semiconductors & Related Devices (3674) | 231722724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596796 | Jean Marie Guillaume Rutten | 2045 East Innovation Circle Tempe AZ 85284 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-11 | 50,000 | $0.00 | 425,000 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2021-02-16 | 14,037 | $9.86 | 439,037 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-16 | 14,037 | $24.42 | 425,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-16 | 963 | $9.48 | 425,963 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-16 | 963 | $24.42 | 425,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-16 | 62,500 | $14.17 | 487,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-16 | 62,500 | $24.45 | 425,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2021-02-16 | 14,037 | $0.00 | 14,037 | $9.86 |
Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2021-02-16 | 963 | $0.00 | 963 | $9.48 |
Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2021-02-16 | 62,500 | $0.00 | 62,500 | $14.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,375 | 2018-02-27 | 2027-02-27 | No | 4 | M | Direct |
102,162 | 2020-02-15 | 2029-02-15 | No | 4 | M | Direct |
312,500 | 2021-07-30 | 2030-07-30 | No | 4 | M | Direct |
Footnotes
- These are restricted shares of common stock; they vest in ten equal installments at the rate of 5,000 shares per quarter, beginning with the initial vesting on April 30, 2021, and ending with the final vesting on July 30, 2023, so that 100% of the award will be vested on July 30, 2023.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.03 to $25.06.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.37 to $25.06.
- This stock option was granted on February 27, 2017 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.
- This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.
- This stock option was granted on July 30, 2020 and vests as follows: the option will vest quarterly over three years at the rate of 31,250 per quarter, such that 100% will be vested on the third anniversary of the grant date.