Filing Details
- Accession Number:
- 0001209191-21-012007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-18 17:43:39
- Reporting Period:
- 2021-02-16
- Accepted Time:
- 2021-02-18 17:43:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1794515 | Zoominfo Technologies Inc. | ZI | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1034569 | Ta Associates, L.p. | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1548681 | L.p. Vii-A Pacific & Atlantic Ta | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1578035 | Ta Investors Iv, L.p. | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1609536 | Ta Xi Do Aiv, L.p. | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1609539 | Ta Xi Do Feeder, L.p. | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1609553 | Ta Sdf Iii Do Aiv, L.p. | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1609557 | Ta Sdf Iii Do Feeder, L.p. | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1812579 | Ta Ap Vii-B Do Subsidiary Partnership, L.p. | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1812605 | Ta Sdf Iii Do Aiv Ii, L.p. | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1812606 | Ta Xi Do Aiv Ii, L.p. | 200 Clarendon Street 56Th Floor Boston MA 02116 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-02-16 | 68,007 | $0.00 | 68,007 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-02-16 | 1,756 | $0.00 | 1,756 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-02-16 | 11,745 | $0.00 | 11,745 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-02-16 | 2,526 | $0.00 | 2,526 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-02-16 | 84 | $0.00 | 84 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-02-16 | 4,448 | $0.00 | 4,448 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-02-16 | 3,990 | $0.00 | 3,990 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-02-16 | 336 | $0.00 | 336 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-02-16 | 17,789 | $0.00 | 17,789 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-02-16 | 15,960 | $0.00 | 15,960 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 68,007 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 1,756 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 11,745 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 2,526 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 84 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 4,448 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 3,990 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 336 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 17,789 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-02-16 | 15,960 | $58.13 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Units of ZoomInfo Holdings LLC | Disposition | 2021-02-16 | 68,007 | $0.00 | 68,007 | $0.00 |
Class A Common Stock | Units of ZoomInfo Holdings LLC | Disposition | 2021-02-16 | 1,756 | $0.00 | 1,756 | $0.00 |
Class A Common Stock | Units of ZoomInfo Holdings LLC | Disposition | 2021-02-16 | 11,745 | $0.00 | 11,745 | $0.00 |
Class A Common Stock | Units of ZoomInfo Holdings LLC | Disposition | 2021-02-16 | 2,526 | $0.00 | 2,526 | $0.00 |
Class A Common Stock | Units of ZoomInfo Holdings LLC | Disposition | 2021-02-16 | 84 | $0.00 | 84 | $0.00 |
Class A Common Stock | Units of ZoomInfo Holdings LLC | Disposition | 2021-02-16 | 4,448 | $0.00 | 4,448 | $0.00 |
Class A Common Stock | Units of ZoomInfo Holdings LLC | Disposition | 2021-02-16 | 3,990 | $0.00 | 3,990 | $0.00 |
Class A Common Stock | Class C Common Stock | Disposition | 2021-02-16 | 336 | $0.00 | 336 | $0.00 |
Class A Common Stock | Class C Common Stock | Disposition | 2021-02-16 | 17,789 | $0.00 | 17,789 | $0.00 |
Class A Common Stock | Class C Common Stock | Disposition | 2021-02-16 | 15,960 | $0.00 | 15,960 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
55,781,412 | No | 4 | C | Indirect | ||
1,440,017 | No | 4 | C | Indirect | ||
9,633,397 | No | 4 | C | Indirect | ||
2,071,697 | No | 4 | C | Indirect | ||
68,787 | No | 4 | C | Indirect | ||
3,647,809 | No | 4 | C | Indirect | ||
3,272,707 | No | 4 | C | Indirect | ||
275,155 | No | 4 | C | Indirect | ||
14,591,240 | No | 4 | C | Indirect | ||
13,090,835 | No | 4 | C | Indirect |
Footnotes
- Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.
- Securities are held by TA XI DO AIV, L.P. ("XI DO AIV").
- TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any.
- Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO").
- Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A").
- Securities are held by TA Investors IV, L.P. ("Investors IV").
- Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II").
- Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II").
- Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B").
- Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.
- Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder").
- Securities are held by TA XI DO Feeder, L.P ("XI DO").
- Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B").
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on December 6, 2020.
- Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $58.00 to $58.75. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.
- Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof.
- The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share.