Filing Details
- Accession Number:
- 0001562180-21-001268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-18 17:12:10
- Reporting Period:
- 2021-02-16
- Accepted Time:
- 2021-02-18 17:12:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1580864 | Vroom Inc. | VRM | Retail-Auto Dealers & Gasoline Stations (5500) | 901112566 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1813476 | E. Mark Roszkowski | C/O Vroom, Inc. 1375 Broadway, Floor 11 New York NY 10018 | Chief Revenue Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-16 | 21,875 | $4.21 | 57,015 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-16 | 12,054 | $50.96 | 44,961 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-16 | 8,720 | $51.83 | 36,241 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-16 | 1,101 | $52.47 | 35,140 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-16 | 21,875 | $0.00 | 21,875 | $4.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 306,250 | 2029-02-06 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.34 to $51.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.34 to $52.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.34 to $52.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022.
Billionaire Hedge Funds
