Filing Details
- Accession Number:
- 0001144204-11-022847
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-18 21:00:55
- Reporting Period:
- 2011-04-15
- Filing Date:
- 2011-04-18
- Accepted Time:
- 2011-04-18 21:00:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1349437 | Towerstream Corp | TWER | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397864 | Philip Urso | C/O Towerstream Corporation 55 Hammarlund Way Middletown RI 02842 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-04-15 | 1,500 | $3.92 | 246,886 | No | 4 | S | Indirect | As trustee for trusts |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-04-15 | 5,100 | $3.93 | 241,786 | No | 4 | S | Indirect | As trustee for trusts |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-04-15 | 900 | $3.94 | 240,886 | No | 4 | S | Indirect | As trustee for trusts |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-04-15 | 7,700 | $3.95 | 233,186 | No | 4 | S | Indirect | As trustee for trusts |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-04-15 | 300 | $3.96 | 232,886 | No | 4 | S | Indirect | As trustee for trusts |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-04-15 | 100 | $3.97 | 232,786 | No | 4 | S | Indirect | As trustee for trusts |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-04-15 | 300 | $3.98 | 232,486 | No | 4 | S | Indirect | As trustee for trusts |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-04-15 | 1,100 | $4.01 | 231,386 | No | 4 | S | Indirect | As trustee for trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | As trustee for trusts |
No | 4 | S | Indirect | As trustee for trusts |
No | 4 | S | Indirect | As trustee for trusts |
No | 4 | S | Indirect | As trustee for trusts |
No | 4 | S | Indirect | As trustee for trusts |
No | 4 | S | Indirect | As trustee for trusts |
No | 4 | S | Indirect | As trustee for trusts |
No | 4 | S | Indirect | As trustee for trusts |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 2,983,256 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by two trusts, Happy Bear Trust and Terrapin Trust, for the minor children of the reporting person on December 3, 2009.
- Shares are held in two separate trusts, Happy Bear Trust and Terrapin Trust, for the benefits of Mr. Urso's minor children.